SEC Form 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|Estimated average burden|
|hours per response:
1. Name and Address of Reporting Person*
2. Date of Event Requiring Statement
3. Issuer Name and Ticker or Trading Symbol
UNIVERSAL CORP /VA/
[ UVV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
||Officer (give title below)
||Other (specify below)
5. If Amendment, Date of Original Filed
6. Individual or Joint/Group Filing (Check Applicable Line)
||Form filed by One Reporting Person
||Form filed by More than One Reporting Person
|Table I - Non-Derivative Securities Beneficially Owned|
|1. Title of Security (Instr.
Amount of Securities Beneficially Owned (Instr.
||3. Ownership Form: Direct (D) or Indirect (I) (Instr.
||4. Nature of Indirect Beneficial Ownership (Instr.
Table II - Derivative Securities Beneficially Owned|
(e.g., puts, calls, warrants, options, convertible securities)
|1. Title of Derivative Security (Instr.
||2. Date Exercisable and Expiration Date
||3. Title and Amount of Securities Underlying Derivative Security (Instr.
||4. Conversion or Exercise Price of Derivative Security
||5. Ownership Form: Direct (D) or Indirect (I) (Instr.
||6. Nature of Indirect Beneficial Ownership (Instr.
||Amount or Number of Shares
|Explanation of Responses:|
||Preston D. Wigner, attorney-in-fact
||** Signature of Reporting Person
|Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.|
|* If the form is filed by more than one reporting person,
|** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).|
|Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
Instruction 6 for procedure.|
|Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.|
POWER OF ATTORNEY
I, John Patrick O'Keefe, do hereby constitute and appoint
Preston D. Wigner and Joy R. Nichols my true and lawful attorneys-
in-fact, any of whom acting singly is hereby authorized, for me and
in my name and on my behalf as a director, officer and/or
shareholder of Universal Corporation, to (i) prepare, execute in my
name and on my behalf, and submit to the U.S. Securities and
Exchange Commission (the "SEC") a Form ID, including any
amendments thereto, and any other documents necessary or
appropriate to obtain or update codes and passwords enabling me
to make electronic filings with the SEC of reports required or
considered advisable under Section 16(a) of the Securities
Exchange Act of 1934 or any rule or regulation of the SEC in respect
thereof; and (ii) prepare, execute and file any and all forms,
instruments or documents, including any amendments thereto, as
such attorneys or attorney deems necessary or advisable to enable
me to comply with Section 16 of the Securities Exchange Act of 1934
or any rule or regulation of the SEC in respect thereof (collectively,
I do hereby ratify and confirm all acts my said attorney
shall do or cause to be done by virtue hereof. I acknowledge that
the foregoing attorneys-in-fact, serving in such capacity at my
request, are not assuming, nor is Universal Corporation assuming,
any of my responsibilities to comply with Section 16.
This power of attorney shall remain in full force and effect
until it is revoked by the undersigned in a signed writing delivered to
each such attorney-in-fact or the undersigned is no longer required
to comply with Section 16, whichever occurs first.
WITNESS the execution hereof this 8th day of April, 2021.
/s/ John Patrick O'Keefe
John Patrick O'Keefe